Department: Transfers & ISA Operations

Reporting to: Transfers & ISA Operations Manager

The Junior Transfers Analyst will be responsible for doing all tasks related to CMC Markets Investments’ Stock Transfers.

Stock Transfer is the process of transferring existing shares or cash from one broker to/from another broker or from/to one broker to another registry.

Key Responsibilities:

  • The Junior Transfers Analyst will be responsible for processing of Stock Transfers (Transfer In and Transfer Out)
  • Establishing relationships with external counterparties to ensure issues are resolved
  • Following up with client/broker on all transfer cases through emails/calls on daily basis
  • Performing Four Eye oversight on transfer
  • The Junior Transfers Analyst will be managing escalations from clients/Premium Client Managers/Internal Stakeholders
  • Ensuring that all regulatory requirements related to Stock Transfers are met
  • Adhere to SLAs & KPIs
  • Processing of ISA Management
  • Key Skills and Experience:

  • Familiarity with the risks associated with Stock Transfers and knowledge on regulatory requirements related to stock transfer will be a plus
  • The Junior Transfers Analyst must have the ability to work with a great deal of attention to detail
  • Microsoft Excel skills
  • Excellent communication skills
  • Ability to work in a team
  • The Junior Transfers Analyst should be able to go beyond the roles and responsibility and should be able to help the team members during peak times
  • Excellent organizational skills
  • Ability to cope under pressure
  • Deadline / delivery conscious and flexible to changing priorities
  • Excellent analytical skills and ability to create dashboards
  • CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age.